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What is cognitive radio?

A cognitive radio is a radio system that learns about its surroundings, such as which channels are busy, and changes its own frequency, power or modulation to fit. The ITU defined the term in 2009. TV white space devices and the US CBRS band at 3.5 GHz put the idea to work today.

Analog vs digital: a smooth sine wave on the left, a stepped digital wave on the right

What is cognitive radio?

Cognitive radio is a radio system that knows its operating and geographic environment, the rules it must follow and its own state, and adjusts itself to them. ITU-R set this definition in Report SM.2152 in 2009, next to its definition of software-defined radio, which cognitive radio builds on.1

The ITU wording adds that the system adjusts its parameters dynamically and autonomously and learns from the results.1 Software-defined radio is the hardware side of the idea: a radio whose frequency range, modulation or output power can be set or changed by software. A cognitive radio decides on those settings itself.

Software-defined radioCognitive radio system
What it isA transmitter or receiver whose RF parameters are set or changed by software1A radio system that learns its environment, the rules and its own state1
What it can changeFrequency range, modulation type, output power1The same parameters and protocols, chosen from what it has learned1
Who decidesThe operator or user who loads the settingsThe radio system, dynamically and autonomously1

The term comes from Joseph Mitola III and Gerald Maguire of KTH in Stockholm, who described it in a 1999 IEEE article as a software radio that reasons about its radio environment.2 Simon Haykin's 2005 paper set two goals for it: reliable communication whenever and wherever needed, and efficient use of the radio spectrum.3

How does a cognitive radio find free spectrum?

A cognitive radio looks for spectrum holes: channels assigned to a primary user but idle at a given time and place. It finds them by sensing the band, by asking a geolocation database which channels are free, or both. A secondary user then transmits there without disturbing the license holder.34

Haykin splits the work into three tasks: analyzing the radio scene, estimating the state of the channel, and controlling transmit power together with dynamic spectrum management.3 He also quotes the FCC's 2002 Spectrum Policy Task Force, which found that access to spectrum was a bigger problem than physical scarcity.3

In practice, regulators have leaned on databases. In 2010 the FCC finalized its TV white space rules with devices that find their location and look up the unused channels in a database, and it dropped the requirement for such devices to sense TV signals as well.4

Where is cognitive radio used today?

The clearest real uses are TV white spaces and CBRS. White space devices pick idle TV channels from a database, under FCC rules from 2008 and 2010, UK rules from 2015 and ETSI EN 301 598. In the US, a Spectrum Access System shares the 3,550–3,700 MHz CBRS band among three tiers of users.4578

SystemBandHow it finds free spectrumSince
TV white spaces, USUnused TV channelsGeolocation and a database lookup42008, final rules 20104
TV white spaces, UK470–790 MHzA master device queries an approved database; slave devices take their settings from the master5December 20155
IEEE 802.22 (rural wireless broadband)TV bands, 54–862 MHzCognitive radio policies and procedures written into the standard6July 20116
ETSI EN 301 598 (Europe)470–790 MHzDevices controlled by a TV white space database7January 20187
CBRS, US3,550–3,700 MHzA Spectrum Access System coordinates three tiers8September 20199

CBRS is the most developed case. The FCC calls the Spectrum Access System an advanced, highly automated frequency coordinator. Incumbents come first: authorized federal users, such as Defense Department radar, and grandfathered satellite earth stations.8 Priority Access licensees get a 10 MHz channel in one census tract for three years within up to 70 MHz, and General Authorized Access users may work across the whole 150 MHz.8 In January 2020 the FCC certified CommScope, Federated Wireless, Google and Sony to run Spectrum Access Systems commercially.9

What are opportunistic networks?

An opportunistic network is a temporary, coordinated extension of an operator's infrastructure, created on demand among nearby devices and network elements and released when it is no longer needed. The EU research project OneFIT (2010–2012) studied how cognitive management systems decide when to form such a network, then create, maintain and release it.1011

OneFIT ran from 1 July 2010 to 31 December 2012 under the EU's Seventh Framework Programme, coordinated by the University of Piraeus Research Center. It cost €6.77 million, of which the EU paid €3.97 million.10 Its aim was to use network resources better while cutting transmission power, energy use and the total cost of ownership.10

In the project's own papers, an opportunistic network can include terminals organized without infrastructure as well as parts of the operator's network, and the cognitive management systems that run it have self-management and learning functions.11

ETSI studied the same family of ideas as Reconfigurable Radio Systems. Its 2009 summary covered software-defined radio and cognitive radio and set up a working group on public safety among others.12 How emergency services combine their own radio networks with commercial ones is the subject of public safety radio.

How this relates to PoC radio

A PoC radio does not hunt for free spectrum. It is an LTE device on a mobile operator's licensed bands, and push-to-talk runs as a service on top. That is why the LTE band checker compares a radio's bands with each operator's, and why 4G LTE walkie-talkies are judged by them.

The smart parts of a mobile network sit on the network side. 3GPP's self-organizing network (SON) features, first introduced in Release 8, automate how operators manage their networks.13 LTE Release 13 added licensed-assisted access (LAA), where LTE also uses unlicensed spectrum and listens before it talks to share the band fairly with Wi-Fi.14

CBRS does reach some push-to-talk devices. In our database, 6 of the 291 current models list LTE Band 48, which 3GPP defines as 3,550–3,700 MHz TDD, the CBRS range: five PTT phones from Hytera and Sonim and one handheld, the Point Mobile PM95.1516 Elsewhere, the bands are fixed by the operator's license.

Questions

Is cognitive radio the same as software-defined radio?

No. ITU-R defines a software-defined radio as one whose RF parameters, such as frequency range, modulation and output power, are set or changed by software. A cognitive radio system goes further: it learns its environment, the rules and its own state, and adjusts itself.1

Who invented cognitive radio?

Joseph Mitola III and Gerald Maguire of KTH in Stockholm introduced the term in IEEE Personal Communications in 1999.2 Simon Haykin's 2005 paper in the IEEE Journal on Selected Areas in Communications set out its tasks, from radio-scene analysis to dynamic spectrum management.3

Do white space and CBRS devices need a license?

White space devices in the US work as unlicensed devices that follow a database,4 and the UK exempts them from licensing under its 2015 regulations.5 In CBRS, Priority Access is licensed per census tract, while General Authorized Access needs no individual license but follows the Spectrum Access System.8

What is dynamic spectrum access?

Letting radios use a band when and where it is idle, instead of keeping it reserved for one user everywhere. Haykin lists dynamic spectrum management as one of the core tasks of a cognitive radio, and CBRS applies it with a Spectrum Access System.38

Do PoC radios use cognitive radio?

Not in the sense of choosing their own spectrum. They work on the LTE bands of mobile operators. Six current models in our database list Band 48, the CBRS range, where a Spectrum Access System manages the band on the network side.81516

Sources

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